Bharathiar University, Accounting and Finance M.COM/M.COM. (CA) DEGREE

[aruljothi]

4654

INDIAN STOCK EXCHANGE

MAXIMUM: 75 MARKS

Answer ALL questions.

SECTION A (10*1 = 10)

1. The increasing trend in the price of shareds in known as
(a) Bullish trend (b) Bearish trend (c) Stagnant (d) None

2. Which gives the holder the right to sell a certain no. of shares at aspecidfic price with in a limited time is
called
(a) Put Option (b) Call option (c) Put and call option (c) None

3. The Securities Contracts (Regulastion) Rules was passed in the year
(a) 1956 (b) 1957 (c) 1966 (d) 1950

4. NSE was incorporated in the year
(a) 1992 (b) 1996 (c) 1988 (d) 1990

5. Investigating in securities and waiting for the long time to get profit is called
(a) Speculation (b) Gambling (c) Investment (d) None

6. Insider trading is permissible.

7. The company which goes for public issue has to list its share in the stock exchange.

8. SEBI has the power to cointrol the members of the stock exchange.

Fill in the Blanks:

9. IPO Stands for ___________.

10. Sensex stands for ______________.


SECTION B (5*5 = 25)

11 (a) What is stock Exchange?
(or)
(b) What is the difference between jobber and broker?

12. (a) What are he qualifications for the membership under Securities Contract (Regulation) Act 1956?
(or)
(b) Who are all prmoters of NSE?

13 (a) What is listing?
(or)
(b) What is speculation?

14. (a) Explain the powers of SEBI over the stock Exchange.
(or)
(b) Explain the provisions of Securities Contract (Regulation) Act relating to control over contract and
options in securities.

15. (a) What is internet Stock trading?
(or)
(b) What are the disadvantages of online trading activities?

SECTION -C (5*8 =40)

16. (a) Explain the functions of stock exchanges.
(or)
(b) Explain the methods of transaction in the stock exchange.

17. (a) Explain the driving forces for demutualization of Indian Stock Exchanges
(or)
(b) Explain the functions of NSE.

18. (a) Explain the procedures for listing of securities in the stock exchange.
(or)
(b) What are the problems of investors and explain the mesures for investors Protection?

19. (a) Explain the functions of SEBI.
(or)
(b) Explain the important provision of Securities Contract (Regulation) Act, 1956.

20. (a) Explain procedures for trading of securities in the stock exchang in the Current scenario.
(or)
(b) What are the advantages of online trading?