M.B.A. (CM) SECURITIES LAWS AND FINANCIAL MARKETS

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M.B.A. (CM) DEGREE EXAMINATION, MAY 2018.
Third Semester

SECURITIES LAWS AND FINANCIAL MARKETS

(2013-2014 Academic Year and 2014 Calendar Year onwards)
Time : Three hours Maximum : 100 marks

PART A — (5 x 8 = 40 marks)
Answer any FIVE questions.
1. State the significance of foreign exchange market.

2. Write a note on International capital market.

3. Explain the features of Global depository receipts.

4. State the role of registrar in the new issue.

5. Write a note on: Badla transactions.

6. What are the risks associated with mutual funds?

7. Explain the role and functions of debentures trustees.

8. Explain the importance of a commercial bill market.

PART B — (4 x 15 = 60 marks)
Answer any FOUR questions.

9. Trace out the development of the financial system in India.

10. Discuss the various components of a money market and bring out its importance.

11. Explain the various types of intermediaries in financial market and state their functions.

12. Discuss the guidelines for Merchant Bankers issued by SEBI.

13. Explain the functions of stock exchanges in India.

14. Discuss the SEBI regulation for mutual funds.

15. Write a detailed note on: Credit rating agencies in India.

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