(MBA) SECURITIES LAWS AND FINANCIAL MARKETS

[monishav]

M.B.A. (CS) DEGREE EXAMINATION, MAY 2018.
Third Semester

SECURITIES LAWS AND FINANCIAL MARKETS

(2013-14 Academic Year and 2014 Calendar Year onwards)
Time : Three hours Maximum : 100 marks

SECTION A — (5 x 8 = 40 marks)
Answer any FIVE questions.

1. Explain the significance and development of financial systems in India.

2. Discuss the new Instruments of capital market.

3. What are the capital market instrument? Explain.

4. Explain American depository receipts of treasury bills.

5. What are the various agencies involved in primary market?

6. Who are intermediaries in primary market? and discuss the role played by them.

7. What are the functions of secondary market?

8. Explain the types of mutual funds.

SECTION B — (4 × 15 = 60 marks)
Answer any FOUR questions.

9. Briefly explain regulatory authorities governing financial and capital market.

10. Give an overview of International Capital market.

11. Explain the process of credit rating agencies in India and how do they evaluate risk.

12. Describe the rating methodologies in financial instruments.

13. Explain the primary market development in India.

14. Enumerate the responsibilities of brokers and underwriters.

15. Explain the mutual fund regulations by SEBI and RBI.

                                                          —————